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Legal Counsel(FICC)
面議 應屆畢業生 碩士
  • 全勤獎
  • 節日福利
  • 不加班
  • 周末雙休
華泰證券股份有限公司 最近更新 1244人關注
職位描述
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工作職責 1、Provide real-time legal and compliance analysis of bond and derivative transactions to ensure adherence to Hong Kong regulations (SFC, HKMA), cross-border risks and internal policies. 2、Lead the drafting, negotiation, and legal risk assessment of trading agreements (ISDA, GMRA, GMSLA), repurchase agreements, and structured products. 3、Monitor regulatory developments (e.g., SFC circulars, HKMA guidelines) impacting FICC markets and advise of implementation. 4、Liaise with regulators for filings, audits, and inquiries related to trading activities. Prepare and submit regulatory reports (e.g., Large Open Position Reports for derivatives). 5、Design and deliver compliance training for trading teams on conduct risk, best execution and market abuse regulations. 任職要求 1、LLB/JD or Master’s degree in Law, Finance, or a related quantitative field. Admission to the Hong Kong Bar or equivalent common law jurisdiction (preferred). 2、3 years of legal/compliance experience in fixed income, derivatives, or investment banking, preferably within a buy-side institution. 3、Strong analytical skills with the ability to interpret complex legal/regulatory texts. 4、Excellent communication skills, critical thinking, and ability to perform under pressure.
聯系方式
注:聯系我時,請說是在江蘇人才網上看到的。
工作地點
地址:香港-中西區香港中環中心
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